Filing Details
- Accession Number:
- 0001209191-13-018358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-26 13:51:14
- Reporting Period:
- 2013-03-22
- Filing Date:
- 2013-03-26
- Accepted Time:
- 2013-03-26 13:51:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91388 | Smithfield Foods Inc | SFD | Meat Packing Plants (2011) | 520845861 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296623 | H George Richter | 200 Commerce Street Smithfield VA 23430 | Pres. & Coo, Pork Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.50 | Acquisiton | 2013-03-22 | 50,000 | $13.30 | 137,410 | No | 4 | M | Direct | |
| Common Stock, Par Value $.50 | Acquisiton | 2013-03-22 | 26,666 | $15.43 | 164,076 | No | 4 | M | Direct | |
| Common Stock, Par Value $.50 | Disposition | 2013-03-22 | 53,666 | $26.00 | 110,410 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-22 | 26,666 | $0.00 | 26,666 | $15.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-22 | 50,000 | $0.00 | 50,000 | $13.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,334 | 2017-06-21 | No | 4 | M | Direct | |
| 0 | 2016-07-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.50 | 1,000 | Indirect | custodial trust for grandson |
Footnotes
- The options vest ratably over three years beginning June 21, 2011.
- The options vest ratably over three years beginning July 6, 2010.
Billionaire Hedge Funds
