Filing Details
- Accession Number:
- 0001181431-13-018762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-26 13:38:38
- Reporting Period:
- 2013-03-22
- Filing Date:
- 2013-03-26
- Accepted Time:
- 2013-03-26 13:38:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1502377 | Contango Ore Inc. | CTGO | Gold And Silver Ores (1040) | 273431051 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055356 | R Kenneth Peak | 3700 Buffalo Speedway Suite 960 Houston TX 77098 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-22 | 83,333 | $0.00 | 739,780 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-03-22 | 83,333 | $0.00 | 83,333 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,333 | 2013-09-22 | 2018-03-22 | No | 4 | P | Direct |
Footnotes
- The reporting person acquired an aggregate of 83,333 units at a purchase price of $12.00 per unit, in a private placement to certain investors (the Investors) pursuant to a Subscription Agreement dated as of March 22, 2013 among Contango ORE, Inc. (the "Company") and the Investors therein. Each unit entitles the Investor to one share of common stock and a five-year warrant to purchase one share of common stock at an exercise price of $10.00.