Filing Details

Accession Number:
0001181431-13-018762
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-26 13:38:38
Reporting Period:
2013-03-22
Filing Date:
2013-03-26
Accepted Time:
2013-03-26 13:38:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1502377 Contango Ore Inc. CTGO Gold And Silver Ores (1040) 273431051
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055356 R Kenneth Peak 3700 Buffalo Speedway
Suite 960
Houston TX 77098
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-22 83,333 $0.00 739,780 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2013-03-22 83,333 $0.00 83,333 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,333 2013-09-22 2018-03-22 No 4 P Direct
Footnotes
  1. The reporting person acquired an aggregate of 83,333 units at a purchase price of $12.00 per unit, in a private placement to certain investors (the Investors) pursuant to a Subscription Agreement dated as of March 22, 2013 among Contango ORE, Inc. (the "Company") and the Investors therein. Each unit entitles the Investor to one share of common stock and a five-year warrant to purchase one share of common stock at an exercise price of $10.00.