Filing Details
- Accession Number:
- 0001181431-13-018678
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 21:33:18
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 20:33:18
- Original Submission Date:
- 2012-02-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364250 | Douglas Emmett Inc | DEI | Real Estate Investment Trusts (6798) | 203073047 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378407 | A Dan Emmett | 808 Wilshire Boulevard Suite 200 Santa Monica CA 90401 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-16 | 40,000 | $21.23 | 4,281,257 | No | 4 | S | Indirect | See footnote 2. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 2. |
Footnotes
- This Form 4/A is being filed solely to correct the date of a sale by Rivermouth Partners pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person as of December 8, 2011. The transaction date was inadvertently reported as 01/19/2012. The correct transaction date was 02/16/2012.
- Ownership: 3,347,507 Shares owned by the Trust; 315,750 Shares owned by the Emmett Foundation, a CA charitable organization, and disclaimed by Reporting Person; 400,000 Shares owned by Rivermouth and disclaimed by Reporting Person except to the extent of his pecuniary interest therein; 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which the Reporting Person is a trustee and has voting and investment power but disclaims beneficial ownership. Beneficial ownership of derivative securities: 9,486,475 OP Units of which Reporting Person disclaims, except to the extent of his pecuniary interest there, 1,537,288 OP Units held by Rivermouth and 810,126 OP Units held by trusts for his spouse and children; 14,420 LTIP Units some of which are subject to vesting, and 274,355 vested stock options (right to buy). See also footnote 5.