Filing Details
- Accession Number:
- 0001179110-13-005746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 19:16:50
- Reporting Period:
- 2013-03-21
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 19:16:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198791 | M Kevin Lynch | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-21 | 57,957 | $34.64 | 107,117 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-21 | 150,000 | $39.69 | 257,117 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-21 | 5,276 | $19.93 | 262,393 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-21 | 37,770 | $34.16 | 300,163 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-21 | 73,437 | $34.03 | 373,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-21 | 324,440 | $42.18 | 49,160 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-21 | 57,957 | $34.64 | 57,957 | $34.64 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-21 | 5,276 | $19.93 | 5,276 | $19.93 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-21 | 150,000 | $39.69 | 150,000 | $39.69 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-21 | 37,770 | $34.16 | 37,770 | $34.16 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-21 | 73,437 | $34.03 | 73,437 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-21 | 2013-03-22 | No | 4 | M | Direct |
| 0 | 2013-03-21 | 2013-03-22 | No | 4 | M | Direct |
| 0 | 2013-03-21 | 2013-03-22 | No | 4 | M | Direct |
| 11,230 | 2013-03-21 | 2013-06-22 | No | 4 | M | Direct |
| 67,563 | 2013-03-21 | 2013-06-22 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.08 to $42.265. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted on January 24, 2008 are fully vested and exercisable.
- Options exercised in full as of the reporting person's resignation which was effective March 22, 2013.
- Options granted on January 26, 2009 are fully vested and exercisable.
- Options granted on January 24, 2007 are fully vested and exercisable.
- Options granted on January 25, 2010 vested at a rate of 2.08% per month for 48 months.
- Options expire three months following the reporting person's resignation which was effective March 22, 2013.
- Options granted on January 24, 2011 vested at a rate of 2.08% per month for 48 months.
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