Filing Details
- Accession Number:
- 0001181431-13-018622
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 17:34:52
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 17:34:52
- Original Submission Date:
- 2013-03-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536870 | Michel Daher | Ferzol Main Road, Po Box 241 Ferzol M8 M8 | No | No | Yes | No | |
1537950 | Abdallah Daher | Po Box 241 Ferzol Main Road Ferzol M8 M8 | No | No | Yes | No | |
1562059 | Ltd Assets Global Master | Walkers Corporate Services (Bvi) Limited Walkers Chambers 171 Main Street Road Town Tortola D8 D8 VG91110 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-20 | 26,499 | $4.38 | 4,582,841 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-03-20 | 6,636 | $4.44 | 4,589,477 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- In the Form 4 filed by Master Global Assets Limited ("MGAL"), Michel Daher and Abdallah Daher (collectively, the "Reporting Persons") on March 20, 2013, the Reporting Persons inadvertently reported the aggregate number of shares of GAIN Capital Holdings, Inc.'s common stock purchased on March 20, 2013 as 22,446. The aggregate number of shares purchased on such date was 33,135, and the purpose of this amendment to Form 4 is to correct such aggregate number of shares and report separately each transaction which occurred on such date.
- The shares reported on this amendment to Form 4 are owned directly by MGAL. This Form 4 is being filed jointly by the Reporting Persons. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.