Filing Details

Accession Number:
0001181431-13-018622
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-25 17:34:52
Reporting Period:
2013-03-20
Filing Date:
2013-03-25
Accepted Time:
2013-03-25 17:34:52
Original Submission Date:
2013-03-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536870 Michel Daher Ferzol Main Road, Po Box 241
Ferzol M8 M8
No No Yes No
1537950 Abdallah Daher Po Box 241
Ferzol Main Road
Ferzol M8 M8
No No Yes No
1562059 Ltd Assets Global Master Walkers Corporate Services (Bvi) Limited
Walkers Chambers 171 Main Street
Road Town Tortola D8 D8 VG91110
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-20 26,499 $4.38 4,582,841 No 4 P Direct
Common Stock Acquisiton 2013-03-20 6,636 $4.44 4,589,477 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. In the Form 4 filed by Master Global Assets Limited ("MGAL"), Michel Daher and Abdallah Daher (collectively, the "Reporting Persons") on March 20, 2013, the Reporting Persons inadvertently reported the aggregate number of shares of GAIN Capital Holdings, Inc.'s common stock purchased on March 20, 2013 as 22,446. The aggregate number of shares purchased on such date was 33,135, and the purpose of this amendment to Form 4 is to correct such aggregate number of shares and report separately each transaction which occurred on such date.
  2. The shares reported on this amendment to Form 4 are owned directly by MGAL. This Form 4 is being filed jointly by the Reporting Persons. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.