Filing Details
- Accession Number:
- 0000707605-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 15:03:33
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 15:03:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707605 | Ameriserv Financial Inc | ASRV | National Commercial Banks (6021) | 251424278 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396459 | T James Huerth | 216 Franklin Street Johnstown PA 15901 | Evp Chief Commercial Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2012-12-31 | 503 | $3.01 | 7,088 | No | 4 | P | Direct | |
Common | Acquisiton | 2012-03-15 | 3,210 | $3.13 | 10,298 | No | 4 | A | Direct | |
Preferred | Acquisiton | 2013-03-19 | 300 | $25.70 | 300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $3.23 | 2014-03-15 | 2023-03-15 | 6,384 | 35,786 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-15 | 6,384 | 35,786 | Direct |
Footnotes
- Employee stock bonus purchased by the Company.
- These stock options shall vest in three equal annual installments on the first through third anniversaries of the date of grant.
- Shares purchased in 401(k) plan.