Filing Details

Accession Number:
0001008274-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-25 14:01:20
Reporting Period:
2013-03-21
Filing Date:
2013-03-25
Accepted Time:
2013-03-25 14:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025362 Golden Queen Mining Co Ltd GQM Metal Mining (1000) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008274 T Landon Clay C/O East Hill Management Co., Llc
10 Memorial Blvd, Suite 902
Providence RI 02903
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-21 1,557,617 $2.05 0 No 4 S Indirect By grantor retained annuity trust
Common Stock Acquisiton 2013-03-21 1,557,617 $2.05 3,524,268 No 4 P Direct
Common Stock Disposition 2013-03-21 3,362,241 $2.05 0 No 4 S Indirect By grantor retained annuity trust
Common Stock Acquisiton 2013-03-21 3,362,241 $2.05 6,886,509 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By grantor retained annuity trust
No 4 P Direct
No 4 S Indirect By grantor retained annuity trust
No 4 P Direct
Footnotes
  1. The Insider is the Grantor of the Landon T. Clay 2011-2 Annuity Trust (the "2011-2 GRAT"). As Grantor, the Insider exercised his right to substitute property of equivalent value for the shares held in the 2011-2 GRAT. The ownership of the shares held by the 2011-2 GRAT as reported by the Insider was changed from indirect to direct ownership upon the purchase of said shares.
  2. The Insider is the Grantor of the Landon T. Clay 2012-2 Annuity Trust (the "2012-2 GRAT"). As Grantor, the Insider exercised his right to substitute property of equivalent value for the shares held by the 2012-2 GRAT. The ownership of the shares held by 2012-2 GRAT as reported by the Insider was changed from indirect to direct ownership.