Filing Details
- Accession Number:
- 0001193296-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 11:37:17
- Reporting Period:
- 2013-03-22
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 11:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193296 | P David Heintzman | 3019 Poppy Way Louisville KY 40206 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-15 | 445 | $0.00 | 101,152 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-03-18 | 135 | $0.00 | 101,017 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-03-20 | 135 | $0.00 | 100,882 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2013-03-22 | 3,000 | $0.00 | 103,882 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-22 | 3,000 | $22.65 | 100,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2013-03-22 | 3,000 | $0.00 | 3,000 | $20.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,750 | 2004-06-16 | 2013-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,867 | Indirect | By 401k/ESOP - fbo David Heintman |
| Common Stock | 4,041 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $22.81 | 2005-06-14 | 2014-12-14 | 25,095 | 25,095 | Direct |
| Common Stock | Option (Right to Buy) | $24.07 | 2006-07-17 | 2016-01-17 | 31,500 | 31,500 | Direct |
| Common Stock | Option (Right to Buy) | $26.83 | 2007-08-20 | 2017-02-20 | 22,000 | 22,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2008-08-19 | 2018-02-19 | 13,500 | 13,500 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 12,300 | 12,300 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 17,550 | 17,550 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 14,382 | 14,382 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 24,274 | 24,274 | Direct |
| Common Stock | Stock Appreciation Right | $22.89 | 2014-02-19 | 2023-02-19 | 16,677 | 16,677 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-14 | 25,095 | 25,095 | Direct |
| 2016-01-17 | 31,500 | 31,500 | Direct |
| 2017-02-20 | 22,000 | 22,000 | Direct |
| 2018-02-19 | 13,500 | 13,500 | Direct |
| 2019-02-17 | 12,300 | 12,300 | Direct |
| 2020-02-16 | 17,550 | 17,550 | Direct |
| 2021-03-15 | 14,382 | 14,382 | Direct |
| 2022-02-20 | 24,274 | 24,274 | Direct |
| 2023-02-19 | 16,677 | 16,677 | Direct |
Footnotes
- Gifted shares to charitable organization
- Exercise of stock options
Billionaire Hedge Funds
