Filing Details
- Accession Number:
- 0000091142-13-000043
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 10:51:56
- Reporting Period:
- 2013-02-08
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 10:51:56
- Original Submission Date:
- 2013-02-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566652 | Wei Ding | A. O. Smith (China) Water Heater Co. Ltd 336 Yao Xin Avenue Nanjing F3 210038 | President And Gm, Aoscwhc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-08 | 600 | $0.00 | 811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-11 | 260 | $69.60 | 551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- 600 Restricted Stock Units were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 600 Restricted Stock Units vested on 02/08/2013. As a result of vesting, the Company is obligated to deliver 600 shares of Common Stock to the reporting person.
- The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
Billionaire Hedge Funds
