Filing Details
- Accession Number:
- 0001209191-13-018121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-22 19:42:15
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-22
- Accepted Time:
- 2013-03-22 19:42:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259867 | W Gregory Becker | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-20 | 4,008 | $50.38 | 49,745 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2013-03-20 | 4,008 | $70.14 | 45,737 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2013-03-20 | 3,000 | $70.02 | 42,737 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-03-20 | 4,008 | $50.38 | 4,008 | $50.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-05-02 | 2013-05-02 | No | 4 | M | Direct |
Footnotes
- The sale of the stock in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 7, 2012. The 4,008 shares were sold through separate trades, with the sale prices ranging from $70.00 to $70.29 and at a weighted average sale price of $70.142.
- The sale of the stock in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 7, 2012. The 3,000 shares were sold through separate trades, with the sale prices ranging from $70.00 to $70.07 and at a weighted average sale price of $70.0172.