Filing Details
- Accession Number:
- 0001179110-13-005678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-22 19:35:14
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-22
- Accepted Time:
- 2013-03-22 19:35:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347183 | Iv Y Robert Newell | C/O Cardica Inc. 900 Saginaw Drive Redwood City CA 94063 | V.p. Finance, Cfo, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-20 | 8,000 | $1.05 | 26,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 73,975 | Indirect | By Family Trust |
Footnotes
- Reflects 15,000 shares transferred from reporting person's direct ownership to his Family Trust.
- Includes 18,000 shares held in reporting person's IRA account.