Filing Details

Accession Number:
0001225208-13-008270
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-22 19:26:40
Reporting Period:
2013-03-20
Filing Date:
2013-03-22
Accepted Time:
2013-03-22 19:26:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
879051 Ventures Hill Sutter 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
903510 L David Anderson 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1199037 C James Gaither 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1201715 Jr Leonard G Baker 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1201717 Jr H William Younger 755 Page Mi
Palo Alto CA 94304-1005
Yes No Yes No
1201720 N James White 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1207703 T Andrew Sheehan 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1250409 W Jeffrey Bird 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1339801 E David Sweet 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
1433644 L Michael Speiser 755 Page Mi
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-20 981,736 $1.05 3,412,793 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Acquired in an underwritten public offering that closed on March 20, 2013.