Home > Insider Trading > Filing (0001225208-13-008269)

Filing Details

Accession Number:: 0001225208-13-008269
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-22 19:10:25
Reporting Period:: 2013-03-20

Filing Date:: 2013-03-22
Accepted Time:: 2013-03-22 19:10:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1178104	Cardica Inc	CRDC	Surgical & Medical Instruments & Apparatus (3841)	943287832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201717	Jr H William Younger	755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-20	981,736	$1.05	3,412,793	No	4	P	Indirect	By Ltd Partnership (SHV)
Common Stock	Acquisiton	2013-03-20	262,942	$1.05	444,157	No	4	P	Indirect	By Ltd Partnership (YVST)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Ltd Partnership (SHV)
No	4	P	Indirect	By Ltd Partnership (YVST)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,333	Direct
Common Stock	9,726	Indirect	By Ltd Partnership (SHAI)
Common Stock	24,628	Indirect	By Ltd Partnership (SHQP)
Common Stock	172,869	Indirect	By Profit Sharing Plan Trust
Common Stock	229,771	Indirect	By Trust (Trustee)

Footnotes

Acquired in an underwritten public offering that closed on March 20, 2013.
Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.