Home > Insider Trading > Filing (0001225208-13-008262)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1178104	Cardica Inc	CRDC	Surgical & Medical Instruments & Apparatus (3841)	943287832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1433644	L Michael Speiser	755 Page Mill Rd., Suite A-200 Palo Alto CA 94304-1005		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-20	981,736	$1.05	3,412,793	No	4	P	Indirect	By Ltd Partnership (SHV)
Common Stock	Acquisiton	2013-03-20	2,370	$1.05	7,683	No	4	P	Indirect	By Trust (Trustees)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Ltd Partnership (SHV)
No	4	P	Indirect	By Trust (Trustees)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,726	Indirect	By Ltd Partnership (SHAI)
Common Stock	24,628	Indirect	By Ltd Partnership (SHQP)
Common Stock	801	Indirect	By Profit Sharing Plan Trust

Footnotes

Acquired in an underwritten public offering that closed on March 20, 2013.
Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.