Filing Details
- Accession Number:
- 0001225208-13-008258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-22 18:57:49
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-22
- Accepted Time:
- 2013-03-22 18:57:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561643 | Iii J Samuel Pullara | 755 Page Mill Road, Suite A-200 Palo Alto CA | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-20 | 18,433 | $1.05 | 18,433 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-03-20 | 981,736 | $1.05 | 3,412,793 | No | 4 | P | Indirect | By Ltd Partnership (SHV) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Ltd Partnership (SHV) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,726 | Indirect | By Ltd Partnership (SHAI) |
Common Stock | 24,628 | Indirect | By Ltd Partnership (SHQP) |
Footnotes
- Acquired in an underwritten public offering that closed on March 20, 2013.
- Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.