Home > Insider Trading > Filing (0001513162-13-000225)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
949428	Clean Diesel Technologies Inc	CDTI	Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564)	061393453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1502611	John Stephen Golden	C/O Clean Diesel Technologies, Inc. 4567 Telephone Road, Suite 100 Ventura CA 93003	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-20	6,536	$0.00	21,088	No	4	M	Direct
Common Stock	Disposition	2013-03-21	3,373	$2.15	17,715	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Share Units	Disposition	2013-03-20	6,536	$0.00	6,536	$0.00
Common Stock	Restricted Share Units	Acquisiton	2013-03-20	25,498	$0.00	25,498	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,071			No	4	M	Direct
25,498			No	4	A	Direct

Footnotes

Shares of Common Stock acquired upon vesting of Restricted Share Units (RSUs) granted February 22, 2012 pursuant to the CDTI Stock Incentive Plan.
Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock.
Each RSU represents a contingent right to receive one share of CDTI common stock.
RSUs vest as to 1/3 on each of March 20, 2013, March 20, 2014, and March 20, 2015. Issuance will occur on vest date subject to compliance with Issuer's Insider Trading Policy and all applicable requirements of federal, state or foreign law with respect to such securities. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.
RSUs vest as to 1/3 on each the first, second and third anniversaries of the grant date. Issuance will occur on vest date subject to compliance with Issuer's Insider Trading Policy and all applicable requirements of federal, state or foreign law with respect to such securities. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.