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Home > Insider Trading > Filing (0001140361-13-013749)

Filing Details

Accession Number:: 0001140361-13-013749
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-22 17:46:44
Reporting Period:: 2013-03-20

Filing Date:: 2013-03-22
Accepted Time:: 2013-03-22 17:46:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145255	Hennessy Advisors Inc	HNNA	Investment Advice (6282)	680176227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1165097	L Thomas Seavey	7250 Redwood Blvd., Suite 200 Novato CA 94945		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-19	29,750	$3.55	54,875	No	4	M	Direct
Common Stock	Disposition	2013-03-19	400	$7.50	54,475	No	4	S	Direct
Common Stock	Disposition	2013-03-22	500	$7.00	53,975	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to acquire)	Disposition	2013-03-19	29,750	$0.00	29,750	$3.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-08-06	2013-08-06	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to acquire)	$7.11	2004-11-03	2014-11-03	25,313	25,313	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-11-03	25,313	25,313	Direct