Home > Insider Trading > Filing (0001179110-13-005668)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352659	M James Rallo	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Cfo, Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-03-20	1,027	$29.50	2,466	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option	$7.48	2018-10-01	27,868	27,868	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	8,343	8,343	Direct
Common Stock	Employee Stock Option	$15.47	2020-10-01	12,842	12,842	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	5,526	5,526	Direct
Common Stock	Employee Stock Grant	$31.11	2021-10-01	5,585	5,585	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	12,358	12,358	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	5,003	5,003	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	5,003	5,003	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-10-01	27,868	27,868	Direct
2020-10-01	8,343	8,343	Direct
2020-10-01	12,842	12,842	Direct
2020-10-01	5,526	5,526	Direct
2021-10-01	5,585	5,585	Direct
2021-10-01	12,358	12,358	Direct
2022-10-01	5,003	5,003	Direct
2022-10-01	5,003	5,003	Direct
2022-10-01	3,335	3,335	Direct
2022-10-01	3,335	3,335	Direct

Footnotes

Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.