Filing Details
- Accession Number:
- 0001513162-13-000219
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-22 16:15:17
- Reporting Period:
- 2013-03-19
- Filing Date:
- 2013-03-22
- Accepted Time:
- 2013-03-22 16:15:17
- Original Submission Date:
- 2013-03-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949428 | Clean Diesel Technologies Inc | CDTI | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 061393453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543553 | Craig Robert Breese | C/O Clean Diesel Technologies, Inc. 4567 Telephone Road, Suite 100 Ventura CA 93003 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-19 | 16,490 | $0.00 | 43,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-20 | 6,244 | $2.19 | 37,742 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award.
- Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.18 to $2.21, inclusive. The reporting person undertakes to provide CDTI, any security holder of CDTI or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The purpose of this Amended Form 4 is solely to correct the reporting person's beneficial ownership. All other information disclosed in the reporting person's original Form 4 filed with the Securities and Exchange Commission on March 20, 2013 was accurately reported.
Billionaire Hedge Funds
