Filing Details
- Accession Number:
- 0001552742-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-22 16:13:09
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-22
- Accepted Time:
- 2013-03-22 16:13:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1552742 | James Wells | C/O Lifetime Brands, Inc. 1000 Stewart Avenue Garden City NY 11530 | Evp And Pres. Of Kitchenware | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-20 | 15,200 | $2.19 | 19,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-20 | 15,200 | $11.35 | 3,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-21 | 11,050 | $2.19 | 14,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-21 | 11,050 | $11.09 | 3,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-03-20 | 15,200 | $0.00 | 15,200 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2013-03-21 | 11,050 | $0.00 | 11,050 | $2.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,800 | 2019-04-02 | No | 4 | M | Direct | |
| 8,750 | 2019-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 255,253 | Indirect | Spouse |
Footnotes
- The stock options vest 25 percent over four years, commencing one year from 4/3/2009.
- Field intentionally left blank in accordance with the instructions to Form 4.
Billionaire Hedge Funds
