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Home > Insider Trading > Filing (0001209191-13-018011)

Filing Details

Accession Number:: 0001209191-13-018011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-22 09:12:41
Reporting Period:: 2013-03-20

Filing Date:: 2013-03-22
Accepted Time:: 2013-03-22 09:12:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1537445	Scott Adam Malamed	4400 Biscayne Blvd., 12Th Floor Miami FL 33137	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-20	790	$1.65	204,268	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	532	$1.66	204,800	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	1,250	$1.67	206,050	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	650	$1.68	206,700	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	25	$1.68	206,725	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	2,120	$1.69	208,845	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	4,633	$1.70	213,478	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct