Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-13-018009)

Filing Details

Accession Number:: 0001209191-13-018009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-22 09:11:22
Reporting Period:: 2013-03-20

Filing Date:: 2013-03-22
Accepted Time:: 2013-03-22 09:11:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1047092	Richard Lampen	4400 Biscayne Boulevard 12Th Floor Miami FL 33137	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-20	793	$1.65	807,710	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	534	$1.66	808,244	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	1,250	$1.67	809,494	No	4	P	Direct
Common Stock	Acquisiton	2013-03-20	650	$1.68	810,144	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	25	$1.68	810,169	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	2,117	$1.69	812,286	No	4	P	Direct
Common Stock	Acquisiton	2013-03-21	4,631	$1.70	816,917	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct