Filing Details
- Accession Number:
- 0001209191-13-017951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-21 19:22:56
- Reporting Period:
- 2013-03-19
- Filing Date:
- 2013-03-21
- Accepted Time:
- 2013-03-21 18:22:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542472 | A. Bradley Cleveland | 5540 Pioneer Creek Drive Maple Plain MN 55359 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-19 | 1,107 | $45.11 | 93,393 | No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
Common Stock | Disposition | 2013-03-19 | 1,107 | $45.11 | 93,393 | No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
Common Stock | Disposition | 2013-03-19 | 1,298 | $45.11 | 674,884 | No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Common Stock | Disposition | 2013-03-19 | 52,436 | $45.51 | 40,957 | No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
Common Stock | Disposition | 2013-03-19 | 52,436 | $45.51 | 40,957 | No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
Common Stock | Disposition | 2013-03-19 | 61,593 | $45.51 | 613,291 | No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Common Stock | Disposition | 2013-03-19 | 21,458 | $46.94 | 19,499 | No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
Common Stock | Disposition | 2013-03-19 | 21,458 | $46.94 | 19,499 | No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
Common Stock | Disposition | 2013-03-19 | 25,204 | $46.94 | 588,087 | No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Common Stock | Disposition | 2013-03-20 | 19,499 | $45.88 | 0 | No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
Common Stock | Disposition | 2013-03-20 | 19,499 | $45.88 | 0 | No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
Common Stock | Disposition | 2013-03-20 | 22,905 | $45.88 | 565,182 | No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Common Stock | Disposition | 2013-03-20 | 200,000 | $45.82 | 365,182 | No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
No | 4 | S | Indirect | By JMC Irrevocable Gift Trust |
No | 4 | S | Indirect | By KEC Irrevocable Gfit Trust |
No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
No | 4 | S | Indirect | By Bradley A. Cleveland Declaration Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | By JK Cleveland Irrevocable Trust |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan (the "Trading Plan") adopted on February 15, 2013 by the Bradley A. Cleveland Declaration Trust (the "BAC Trust"), JMC 2011 Irrevocable Gift Trust (the "JMC Trust") and KEC 2011 Irrevocable Gift Trust (the "KEC Trust") and (collectively referred to as the "Trusts"). Pursuant to the terms of the Trading Plan, the allocation of shares to be sold is approximately 37% for the BAC Trust, 31.5% for the JMC Trust and 31.5% for the KEC Trust except as provided in footnote 7 below. The sales reflected on this Form 4 conclude the transactions contemplated by the Trading Plan.
- Reflects the weighted average price of 3,512 shares of common stock of Proto Labs, Inc. sold by the Trusts in multiple transactions on March 19, 2013 with sale prices ranging from $45.10 to $45.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person has no voting rights over the shares and disclaims beneficial ownership.
- Reflects the weighted average price of 166,465 shares of common stock of Proto Labs, Inc. sold by the Trusts in multiple transactions on March 19, 2013 with sale prices ranging from $45.19 to $46.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 68,120 shares of common stock of Proto Labs, Inc. sold by the Trusts in multiple transactions on March 19, 2013 with sale prices ranging from $46.27 to $47.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 61,903 shares of common stock of Proto Labs, Inc. sold by the Trusts in multiple transactions on March 20, 2013 with sale prices ranging from $45.70 to $45.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 200,000 shares of common stock of Proto Labs, Inc. sold by the BAC Trust in multiple transactions on March 20, 2013 with sale prices ranging from $45.45 to $46.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares are held indirectly by a trust for the benefit of the reporting person's children. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in them.