Filing Details
- Accession Number:
- 0000820318-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-21 15:24:57
- Reporting Period:
- 2013-03-19
- Filing Date:
- 2013-03-21
- Accepted Time:
- 2013-03-21 15:24:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-19 | 18,100 | $8.44 | 3,695,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-19 | 18,100 | $17.38 | 3,677,533 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-20 | 9,900 | $8.44 | 3,687,433 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-20 | 9,900 | $17.26 | 3,677,533 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-20 | 8,200 | $9.55 | 3,685,733 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-20 | 8,200 | $17.26 | 3,677,533 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2012-03-19 | 18,100 | $0.00 | 18,100 | $8.44 |
| Common Stock | Option (Right to buy) | Disposition | 2013-03-20 | 9,900 | $0.00 | 9,900 | $8.44 |
| Common Stock | Option (Right to buy) | Disposition | 2013-03-20 | 8,200 | $0.00 | 8,200 | $9.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,900 | 2013-05-31 | No | 4 | M | Direct | |
| 0 | 2013-05-31 | No | 4 | M | Direct | |
| 52,200 | 2013-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $17.34 to $17.44. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $17.09 to $17.42. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
- The option vested in five equal annual installments beginning on 8/13/2005.
- The option vested in five equal annual installments beginning on 2/24/2006.
Billionaire Hedge Funds
