Filing Details
- Accession Number:
- 0000936783-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-21 09:39:33
- Reporting Period:
- 2013-03-20
- Filing Date:
- 2013-03-21
- Accepted Time:
- 2013-03-21 09:39:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936783 | Craig Phillips | C/O Lifetime Brands Inc. 1000 Stewart Avenue Garden City NY 11530 | Senior Vp - Distribution | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-20 | 2,002 | $7.72 | 760,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-20 | 147 | $11.31 | 760,026 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 300 | $11.36 | 759,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 200 | $11.37 | 759,526 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 100 | $11.38 | 759,426 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 100 | $11.39 | 759,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 200 | $11.40 | 759,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 300 | $11.41 | 758,826 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 300 | $11.43 | 758,526 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 229 | $11.44 | 758,297 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 71 | $11.46 | 758,226 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-20 | 55 | $11.50 | 758,171 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-03-20 | 2,002 | $0.00 | 2,002 | $7.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,278 | Indirect | See Footnote |
Footnotes
- Shares are held in an irrevocable trust of which Craig Phillips is the sole beneficiary.
- This option was granted on July 1, 2003 and vested 25% a year in four equal annual installments commencing on the first anniversary of the date of grant.
- Field intentionally left blank in accordance with the instructions to Form 4.
Billionaire Hedge Funds
