Filing Details
- Accession Number:
- 0001179110-13-005578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-20 19:06:02
- Reporting Period:
- 2013-03-18
- Filing Date:
- 2013-03-20
- Accepted Time:
- 2013-03-20 19:06:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535041 | Kin Chun Anthony Shum | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | President, Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-18 | 70,200 | $32.30 | 361,608 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-19 | 9,800 | $32.50 | 351,808 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 265,368 | Indirect | by Greenwood Nominees LTD AC 320530 FBO Anthony C. K. Shum |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 7,372 | 7,372 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 7,263 | 7,263 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 9,733 | 9,733 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 17,970 | 17,970 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-01 | 7,372 | 7,372 | Direct |
| 7,263 | 7,263 | Direct | |
| 9,733 | 9,733 | Direct | |
| 17,970 | 17,970 | Direct |
Footnotes
- The sales in this Form 4 were affected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 14, 2013.
- This transaction was executed in multiple trades at prices ranging from $31.62 to $32.535. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in three equal annual installments beginning on December 1, 2009.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in December 2013.
- The restricted stock units vest in December 2014.
- The restricted stock units vest in December 2015.
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