Filing Details
- Accession Number:
- 0001181431-13-018023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-20 15:58:05
- Reporting Period:
- 2013-03-18
- Filing Date:
- 2013-03-20
- Accepted Time:
- 2013-03-20 15:58:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531369 | B Kevin George | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2013-03-18 | 6,056 | $51.08 | 6,056 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2013-03-18 | 6,056 | $63.02 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2013-03-19 | 1,944 | $51.08 | 1,944 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2013-03-19 | 12,046 | $35.67 | 13,990 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2013-03-19 | 13,990 | $63.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 6,056 | $0.00 | 6,056 | $51.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-19 | 1,944 | $0.00 | 1,944 | $51.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-19 | 12,046 | $0.00 | 12,046 | $35.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,039 | 2021-02-22 | No | 4 | M | Direct | |
| 16,095 | 2021-02-22 | No | 4 | M | Direct | |
| 0 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.17, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.47, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- The options vested as to 8,032 shares on each of February 22, 2012 and February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.
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