Filing Details

Accession Number:
0001140361-13-013285
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-19 21:08:24
Reporting Period:
2013-03-18
Filing Date:
2013-03-19
Accepted Time:
2013-03-19 21:08:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567363 Todd White 10230 Ameriprise Financial Center
H17/10230
Minneapolis MN 55474
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Acquisiton 2013-03-18 6,600 $17.42 15,600 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2013-03-18 200 $17.42 15,800 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2013-03-18 3,200 $17.41 19,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct