Filing Details
- Accession Number:
- 0001140361-13-013285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-19 21:08:24
- Reporting Period:
- 2013-03-18
- Filing Date:
- 2013-03-19
- Accepted Time:
- 2013-03-19 21:08:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567363 | Todd White | 10230 Ameriprise Financial Center H17/10230 Minneapolis MN 55474 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2013-03-18 | 6,600 | $17.42 | 15,600 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2013-03-18 | 200 | $17.42 | 15,800 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2013-03-18 | 3,200 | $17.41 | 19,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |