Filing Details
- Accession Number:
- 0000808450-13-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-19 17:16:17
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-19
- Accepted Time:
- 2013-03-19 17:16:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302423 | W Greg Elliott | C/O Navistar International Corporation 2701 Navistar Drive Lisle IL 60532 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-15 | 8,828 | $22.66 | 25,929 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-15 | 8,828 | $36.70 | 17,101 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-15 | 4,974 | $22.66 | 22,075 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-15 | 4,974 | $36.65 | 17,101 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-15 | 8,828 | $0.00 | 8,828 | $22.66 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-15 | 4,974 | $0.00 | 4,974 | $22.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-12-16 | No | 4 | M | Direct | |
0 | 2018-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Premium Shares | 2,758 | Direct | |
Common Stock | 246 | Indirect | By Navistar 401(k) Plan |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.743 to $36.633, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and 2 to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.663 to $36.623, inclusive.
- The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
- The stock options exercised were from an award of 13,242 shares that became exercisable in three annual installments as follows: 4,414 shares on 12/16/2009; 4,414 shares on 12/16/2010 and 4,414 shares on 12/16/2011.
- The stock options exercised were from an award of 7,461 shares that became exercisable in three annual installments as follows: 2,487 shares on 12/16/2009; 2,487 shares on 12/16/2010 and 2,487 shares on 12/16/2011.