Filing Details

Accession Number:
0001209191-13-017446
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-19 16:05:40
Reporting Period:
2013-03-18
Filing Date:
2013-03-19
Accepted Time:
2013-03-19 16:05:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311927 Jr H Raymond Lefurge Rockville Financial Inc
45 Glastonbury Boulevard
Glastonbury CT 06033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-18 220 $12.95 220 No 4 P Indirect Held in SEP IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in SEP IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,712 Direct
Common Stock 10,616 Indirect Held by wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.72 2008-12-13 2016-12-13 7,583 7,583 Direct
Common Stock Stock Options $7.90 2008-02-20 2018-02-20 5,308 5,308 Direct
Common Stock Stock Options $6.09 2009-03-16 2019-03-16 5,308 5,308 Direct
Common Stock Stock Options $7.42 2010-11-15 2020-11-15 5,308 5,308 Direct
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 2,017 2,017 Direct
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 5,682 5,682 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-13 7,583 7,583 Direct
2018-02-20 5,308 5,308 Direct
2019-03-16 5,308 5,308 Direct
2020-11-15 5,308 5,308 Direct
2022-06-21 2,017 2,017 Direct
2022-06-21 5,682 5,682 Direct
Footnotes
  1. Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
  2. Includes 13,000 shares held jointly with wife.
  3. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  4. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  5. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  6. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter
  7. Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.