Filing Details
- Accession Number:
- 0001225208-13-007989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-19 15:38:30
- Reporting Period:
- 2013-03-18
- Filing Date:
- 2013-03-19
- Accepted Time:
- 2013-03-19 15:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001604 | Emeritus Corp | ESC | Services-Nursing & Personal Care Facilities (8050) | 911605464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199279 | R Raymond Brandstrom | C/O Emeritus Corporation 3131 Elliott Ave, Ste 500 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-18 | 30,000 | $16.45 | 656,575 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-18 | 25,000 | $18.60 | 681,575 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-18 | 7,500 | $21.75 | 689,075 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-18 | 7,500 | $18.55 | 696,575 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-18 | 7,500 | $8.03 | 704,075 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-18 | 360,800 | $27.00 | 343,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 7,500 | $0.00 | 7,500 | $18.55 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 7,500 | $0.00 | 7,500 | $21.75 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 25,000 | $0.00 | 25,000 | $18.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 7,500 | $0.00 | 7,500 | $8.03 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-18 | 30,000 | $0.00 | 30,000 | $16.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-05-20 | No | 4 | M | Direct | |
0 | 2021-05-24 | No | 4 | M | Direct | |
0 | 2013-07-25 | No | 4 | M | Direct | |
0 | 2009-11-13 | 2018-11-13 | No | 4 | M | Direct |
10,000 | 2010-11-17 | 2019-11-17 | No | 4 | M | Direct |
Footnotes
- The entire option vests on the day immediately prior to the next annual meeting of shareholders of the issuer after the grant date.
- The shares subject to the option vest as follows: 1/3 on the grant date, 1/3 on the first anniversary of the grant date and 1/3 on the second anniversary of the grant date.
- Date at which first vesting occurs is indicated. 1/4 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/4 become exercisable on each of the next three anniversaries thereafter.