Filing Details
- Accession Number:
- 0001213774-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-19 11:22:40
- Reporting Period:
- 2013-03-19
- Filing Date:
- 2013-03-19
- Accepted Time:
- 2013-03-19 11:22:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
701869 | Independence Holding Co | IHC | Life Insurance (6311) | 581407235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213774 | T David Kettig | 96 Cummings Point Rd Stamford CT 06902 | Coo & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-15 | 100 | $9.44 | 78,104 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-03-15 | 200 | $9.45 | 78,304 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-19 | 27,500 | $0.00 | 27,500 | $9.99 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-03-19 | 27,500 | $0.00 | 27,500 | $9.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,800 | 2013-03-19 | No | 4 | D | Direct | |
80,300 | 2018-03-19 | No | 4 | A | Direct |
Footnotes
- The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally expired on March 19, 2013 and provided for vesting in 3 equal annual installments commencing on March 19, 2009. The new option expires on March 19, 2018 and provides for vesting in 2 equal annual installments commencing on March 19, 2014.
- Adjusted for the 10% stock dividend paid on February 17, 2012.