Filing Details

Accession Number:
0001213774-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-19 11:22:40
Reporting Period:
2013-03-19
Filing Date:
2013-03-19
Accepted Time:
2013-03-19 11:22:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701869 Independence Holding Co IHC Life Insurance (6311) 581407235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213774 T David Kettig 96 Cummings Point Rd
Stamford CT 06902
Coo & Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-15 100 $9.44 78,104 No 4 P Direct
Common Stock Acquisiton 2013-03-15 200 $9.45 78,304 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-19 27,500 $0.00 27,500 $9.99
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-03-19 27,500 $0.00 27,500 $9.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,800 2013-03-19 No 4 D Direct
80,300 2018-03-19 No 4 A Direct
Footnotes
  1. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally expired on March 19, 2013 and provided for vesting in 3 equal annual installments commencing on March 19, 2009. The new option expires on March 19, 2018 and provides for vesting in 2 equal annual installments commencing on March 19, 2014.
  2. Adjusted for the 10% stock dividend paid on February 17, 2012.