Filing Details
- Accession Number:
- 0001209191-13-017297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 18:22:35
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 18:22:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303313 | Lhc Group Inc | LHCG | Services-Home Health Care Services (8082) | 710918189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409751 | Coliseum Capital Management, Llc | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | Yes | No | |
1430708 | S Christopher Shackelton | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-14 | 3,101 | $20.69 | 2,525,418 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-03-15 | 24,100 | $21.24 | 2,549,518 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Acquisiton | 2013-03-15 | 1,166 | $0.00 | 1,166 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-03-15 | 1,167 | $0.00 | 1,167 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-03-15 | 1,167 | $0.00 | 1,167 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-03-15 | 2,700 | $0.00 | 2,700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,166 | 2013-11-15 | 2013-11-15 | No | 4 | P | Direct |
1,167 | 2014-11-15 | 2014-11-15 | No | 4 | P | Direct |
1,167 | 2015-11-15 | 2015-11-15 | No | 4 | P | Direct |
2,700 | 2014-03-01 | 2014-03-01 | No | 4 | P | Direct |
Footnotes
- These securities are held directly by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser. Each of Christopher Shackelton, Adam Gray, CCP2, CC and CCM disclaim beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Christopher Shackelton is a member of the board of directors of LHC Group, Inc.
- This transaction was executed in multiple trades at prices ranging from $20.63 to $20.75. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, LHC Group, Inc. or a shareholder of LHC Group, Inc. full information regarding the number of shares purchased at each separate price.
- These securities are held directly by (a) CCP2, (b) Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which CC is general partner and for which CCM serves as investment adviser, and (c) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Each of Christopher Shackelton, Adam Gray, CCP, CCP2, Blackwell, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- This transaction was executed in multiple trades at $21.24.
- Each share of phantom stock shall be entitled to cash payment equal to the fair market value of a share of LHC Group, Inc.'s common stock, par value $0.01 per share ("Common Stock"), as of the payment date based on the closing market price of the Common Stock on such date.
- This phantom stock was received by CCM pursuant to an arrangement under which Mr. Shackelton assigned to CCM the right to receive all compensation (including equity compensation) that Mr. Shackelton would otherwise receive as a director of LHC Group, Inc.