Filing Details

Accession Number:
0001209191-13-017297
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 18:22:35
Reporting Period:
2013-03-14
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 18:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303313 Lhc Group Inc LHCG Services-Home Health Care Services (8082) 710918189
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409751 Coliseum Capital Management, Llc Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No Yes No
1430708 S Christopher Shackelton Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-14 3,101 $20.69 2,525,418 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-03-15 24,100 $21.24 2,549,518 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2013-03-15 1,166 $0.00 1,166 $0.00
Common Stock Phantom Stock Acquisiton 2013-03-15 1,167 $0.00 1,167 $0.00
Common Stock Phantom Stock Acquisiton 2013-03-15 1,167 $0.00 1,167 $0.00
Common Stock Phantom Stock Acquisiton 2013-03-15 2,700 $0.00 2,700 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,166 2013-11-15 2013-11-15 No 4 P Direct
1,167 2014-11-15 2014-11-15 No 4 P Direct
1,167 2015-11-15 2015-11-15 No 4 P Direct
2,700 2014-03-01 2014-03-01 No 4 P Direct
Footnotes
  1. These securities are held directly by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser. Each of Christopher Shackelton, Adam Gray, CCP2, CC and CCM disclaim beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Christopher Shackelton is a member of the board of directors of LHC Group, Inc.
  2. This transaction was executed in multiple trades at prices ranging from $20.63 to $20.75. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, LHC Group, Inc. or a shareholder of LHC Group, Inc. full information regarding the number of shares purchased at each separate price.
  3. These securities are held directly by (a) CCP2, (b) Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which CC is general partner and for which CCM serves as investment adviser, and (c) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Each of Christopher Shackelton, Adam Gray, CCP, CCP2, Blackwell, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
  4. This transaction was executed in multiple trades at $21.24.
  5. Each share of phantom stock shall be entitled to cash payment equal to the fair market value of a share of LHC Group, Inc.'s common stock, par value $0.01 per share ("Common Stock"), as of the payment date based on the closing market price of the Common Stock on such date.
  6. This phantom stock was received by CCM pursuant to an arrangement under which Mr. Shackelton assigned to CCM the right to receive all compensation (including equity compensation) that Mr. Shackelton would otherwise receive as a director of LHC Group, Inc.