Filing Details
- Accession Number:
- 0001140361-13-013032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 17:46:04
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 17:46:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944480 | Gse Systems Inc | GVP | Services-Prepackaged Software (7372) | 521868008 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018200 | I Jerome Feldman | Gse Systems, Inc. 1332 Londontown Blvd. Sykesville MD 21784 | Chariman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-14 | 85,000 | $2.00 | 313,858 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-14 | 70,655 | $2.00 | 243,203 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,200 | $2.03 | 242,003 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 500 | $2.02 | 241,503 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 300 | $2.02 | 241,203 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 3,845 | $2.02 | 237,358 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $2.01 | 236,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,200 | $2.00 | 235,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,900 | $2.00 | 233,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,000 | $1.99 | 232,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-15 | 900 | $1.98 | 231,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-15 | 2,840 | $1.99 | 229,118 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-15 | 260 | $2.00 | 228,858 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2013-03-14 | 85,000 | $0.00 | 85,000 | $1.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-03-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,341 | Indirect | GP 402(K) Retirement Plan |
Common Stock | 354 | Indirect | Held by members of Mr. Feldman's Family |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $1.85 | 2018-11-11 | 150,000 | 150,000 | Direct | |
Common Stock | Employee Stock Option | $3.40 | 2017-10-28 | 40,000 | 40,000 | Direct | |
Common Stock | Employee Stock Option | $5.95 | 2018-10-23 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option | $3.40 | 2017-10-28 | 10,000 | 10,000 | Indirect | |
Common Stock | Employee Stock Option | $5.95 | 2018-10-23 | 25,000 | 25,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-11 | 150,000 | 150,000 | Direct |
2017-10-28 | 40,000 | 40,000 | Direct |
2018-10-23 | 100,000 | 100,000 | Direct |
2017-10-28 | 10,000 | 10,000 | Indirect |
2018-10-23 | 25,000 | 25,000 | Indirect |
Footnotes
- Exercisable as follows: 34,000 3/14/2007; 25,500 3/14/2008; 25,500 3/14/2009
- Exercisable as follows: 30,000 11/11/2012; 30,000 11/11/2013; 30,000 11/11/2014; 30,000 11/11/2015, 30,000 11/11/2016
- Exercisable as follows: 16,000 10/28/2011; 12,000 10/28/2012; 12,000 10/28/2013
- Exercisable as follows: 14,285 10/23/2009; 14,286 10/23/2010; 14,286 10/23/2011; 14,285 10/23/2012; 14,286 10/23/2013; 14,286 10/23/2014; 14,286 10/23/2015
- Exercisable as follows: 4,000 10/28/2011; 3,000 10/28/2012; 3,000 10/28/2013
- Exercisable as follows: 3,571 10/23/2009; 3,571 10/23/2010; 3,572 10/23/2011; 3,571 10/23/2012; 3,572 10/23/2013; 3,571 10/23/2014; 3,572 10/23/2015