Filing Details
- Accession Number:
- 0001140361-13-012975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 16:39:02
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 16:39:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-14 | 1,500 | $1.49 | 2,032,433 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-03-14 | 7,500 | $1.50 | 250,000 | No | 4 | P | Indirect | By spouse |
| Common Stock | Acquisiton | 2013-03-14 | 3,665 | $1.46 | 38,665 | No | 4 | P | Indirect | By Conway Family GST Trust |
| Common Stock | Acquisiton | 2013-03-14 | 5,000 | $1.50 | 15,000 | No | 4 | P | Indirect | By BCC Life Insurance Trust |
| Common Stock | Acquisiton | 2013-03-14 | 5,000 | $1.50 | 21,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| Common Stock | Acquisiton | 2013-03-14 | 5,000 | $1.50 | 21,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| Common Stock | Acquisiton | 2013-03-14 | 5,000 | $1.50 | 21,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Indirect | By Conway Family GST Trust |
| No | 4 | P | Indirect | By BCC Life Insurance Trust |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
| Common Stock | 406,137 | Indirect | By Chase T. Conway Trust |
| Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Alden M. Conway |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Chase T. Conway |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Merritt E. Conway |
Footnotes
- Includes 32,891 shares held jointly with spouse and 13,500 shares held in an IRA.
- Includes 5,000 shares held through an IRA.
- These shares are held in trust for the benefit of the reporting person's children. A third party is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
Billionaire Hedge Funds
