Filing Details
- Accession Number:
- 0001209191-13-017215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 16:38:35
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 16:38:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525962 | L Steven Begleiter | 650 Madison Avenue, 19Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-13 | 4,000 | $10.27 | 3,996,000 | No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 73,461 | Direct |
Footnotes
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $10.25 to $10.305. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a securityholder of the issuer, full information regarding the number of shares purchased at each separate price.
- The shares reported in Table I are owned directly by Flexpoint Fund, L.P. (the "Fund"). Flexpoint Managment, L.P. (the "GP") is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.