Filing Details

Accession Number:
0001181431-13-017407
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 15:38:52
Reporting Period:
2013-03-14
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 15:38:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237844 Frank Salerno C/O Wisdomtree Investments, Inc.
380 Madison Avenue, 21St Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-14 5,000 $10.20 74,637 No 4 S Direct
Common Stock Disposition 2013-03-15 7,500 $10.25 67,137 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,321 Indirect By Hillcrest Financial, LLC
Footnotes
  1. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.30, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.
  2. Includes 27,137 shares of restricted stock vesting as to 13,568 shares on July 27, 2013 and as to 13,569 shares on July 27, 2014.
  3. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.33, inclusive.