Filing Details
- Accession Number:
- 0001181431-13-017406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 15:38:40
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 15:38:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525825 | I Bruce Lavine | 380 Madison Avenue 21St Floor New York NY 10017 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-08 | 20,000 | $9.56 | 224,686 | No | 4 | S | Indirect | By 2012 Bruce Lavine Irrevocable Trust |
Common Stock | Disposition | 2013-03-14 | 45,000 | $10.22 | 468,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 2012 Bruce Lavine Irrevocable Trust |
No | 4 | S | Direct |
Footnotes
- The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.60, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.25, inclusive.
- Includes (i) restricted stock award vesting as to 150,000 shares on each of July 31, 2013 and 2014 and (ii) restricted stock award vesting as to 2,716 shares on January 22, 2014 and as to 1,358 shares on each of January 22, 2015 and July 31, 2015.