Filing Details

Accession Number:
0001181431-13-017406
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 15:38:40
Reporting Period:
2013-03-08
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 15:38:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525825 I Bruce Lavine 380 Madison Avenue
21St Floor
New York NY 10017
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-08 20,000 $9.56 224,686 No 4 S Indirect By 2012 Bruce Lavine Irrevocable Trust
Common Stock Disposition 2013-03-14 45,000 $10.22 468,355 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 2012 Bruce Lavine Irrevocable Trust
No 4 S Direct
Footnotes
  1. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.60, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
  2. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.25, inclusive.
  3. Includes (i) restricted stock award vesting as to 150,000 shares on each of July 31, 2013 and 2014 and (ii) restricted stock award vesting as to 2,716 shares on January 22, 2014 and as to 1,358 shares on each of January 22, 2015 and July 31, 2015.