Filing Details
- Accession Number:
- 0001543407-13-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 15:34:04
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 15:34:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551804 | C James Lim | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-15 | 1,173 | $59.16 | 7,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 752 | $92.15 | 6,683 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 421 | $92.15 | 6,262 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 1,228 | $71.72 | 7,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 955 | $92.15 | 6,535 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 273 | $92.15 | 6,262 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 4,003 | $62.50 | 10,265 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 2,714 | $92.15 | 7,551 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,289 | $92.15 | 6,262 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-15 | 1,173 | $0.00 | 1,173 | $59.16 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-15 | 1,228 | $0.00 | 1,228 | $71.72 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-15 | 4,003 | $0.00 | 4,003 | $62.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-11-21 | 2015-11-21 | No | 4 | M | Direct |
| 0 | 2007-11-21 | 2016-11-21 | No | 4 | M | Direct |
| 0 | 2009-11-25 | 2018-11-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,342 | Indirect | GSIP Trust |
Footnotes
- Includes units acquired through dividend reinvestment since the last report filed by the reporting person.
- Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of February 28, 2013.
- The stock appreciation rights vest in four annual installments beginning November 21, 2006.
- The stock appreciation rights vest in four annual installments beginning November 21, 2007.
- The stock appreciation rights vest in four annual installments beginning November 25, 2009.
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