Filing Details

Accession Number:
0001322724-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-18 14:58:53
Reporting Period:
2013-03-14
Filing Date:
2013-03-18
Accepted Time:
2013-03-18 14:58:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716133 Cincinnati Bell Inc CBB Telephone Communications (No Radiotelephone) (4813) 311056105
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322724 Kurt Freyberger 221 E. Fourth Street
Cincinnati OH 45202
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-14 15,000 $3.33 131,042 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,831 Indirect By Trustee of 401K
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy $4.21 2006-03-31 2015-03-31 15,000 15,000 Direct
Common Stock Option to Buy $4.00 2005-12-01 2015-12-01 20,000 20,000 Direct
Common Stock Option to Buy $4.74 2007-12-08 2016-12-08 25,000 25,000 Direct
Common Stock Option to Buy $4.91 2008-12-07 2017-12-07 25,000 25,000 Direct
Common Stock Option to Buy $1.67 2009-12-05 2018-12-05 56,756 54,856 Direct
Common Stock Option to Buy $1.39 2010-01-30 2019-01-30 9,551 5,551 Direct
Common Stock Stock Appreciation Right $1.39 2010-01-30 2019-01-30 16,171 12,671 Direct
Common Stock Option to Buy $2.91 2011-01-29 2020-01-29 33,177 33,177 Direct
Common Stock Stock Appreciation Right $2.54 2011-12-07 2020-12-07 68,228 68,228 Direct
Common Stock Stock Appreciation Right $3.40 2013-01-31 2022-01-27 81,169 81,169 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-31 15,000 15,000 Direct
2015-12-01 20,000 20,000 Direct
2016-12-08 25,000 25,000 Direct
2017-12-07 25,000 25,000 Direct
2018-12-05 56,756 54,856 Direct
2019-01-30 9,551 5,551 Direct
2019-01-30 16,171 12,671 Direct
2020-01-29 33,177 33,177 Direct
2020-12-07 68,228 68,228 Direct
2022-01-27 81,169 81,169 Direct
Footnotes
  1. Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  2. Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  3. Stock-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  4. Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  5. On January 27, 2012, the reporting person was granted a cash-settled Stock Appreciation Right (SAR) as to 162,338 common shares. The SAR vests in three installments based on the Company's satisfaction of certain performance criteria for the fiscal years ending December 31, 2012, 2013 and 2014. The performance criteria for 2012 were met, resulting in vesting of the SAR as to 81,169 shares.