Filing Details
- Accession Number:
- 0001322724-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 14:58:53
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 14:58:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322724 | Kurt Freyberger | 221 E. Fourth Street Cincinnati OH 45202 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-14 | 15,000 | $3.33 | 131,042 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,831 | Indirect | By Trustee of 401K |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy | $4.21 | 2006-03-31 | 2015-03-31 | 15,000 | 15,000 | Direct |
Common Stock | Option to Buy | $4.00 | 2005-12-01 | 2015-12-01 | 20,000 | 20,000 | Direct |
Common Stock | Option to Buy | $4.74 | 2007-12-08 | 2016-12-08 | 25,000 | 25,000 | Direct |
Common Stock | Option to Buy | $4.91 | 2008-12-07 | 2017-12-07 | 25,000 | 25,000 | Direct |
Common Stock | Option to Buy | $1.67 | 2009-12-05 | 2018-12-05 | 56,756 | 54,856 | Direct |
Common Stock | Option to Buy | $1.39 | 2010-01-30 | 2019-01-30 | 9,551 | 5,551 | Direct |
Common Stock | Stock Appreciation Right | $1.39 | 2010-01-30 | 2019-01-30 | 16,171 | 12,671 | Direct |
Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 33,177 | 33,177 | Direct |
Common Stock | Stock Appreciation Right | $2.54 | 2011-12-07 | 2020-12-07 | 68,228 | 68,228 | Direct |
Common Stock | Stock Appreciation Right | $3.40 | 2013-01-31 | 2022-01-27 | 81,169 | 81,169 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-03-31 | 15,000 | 15,000 | Direct |
2015-12-01 | 20,000 | 20,000 | Direct |
2016-12-08 | 25,000 | 25,000 | Direct |
2017-12-07 | 25,000 | 25,000 | Direct |
2018-12-05 | 56,756 | 54,856 | Direct |
2019-01-30 | 9,551 | 5,551 | Direct |
2019-01-30 | 16,171 | 12,671 | Direct |
2020-01-29 | 33,177 | 33,177 | Direct |
2020-12-07 | 68,228 | 68,228 | Direct |
2022-01-27 | 81,169 | 81,169 | Direct |
Footnotes
- Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Stock-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- On January 27, 2012, the reporting person was granted a cash-settled Stock Appreciation Right (SAR) as to 162,338 common shares. The SAR vests in three installments based on the Company's satisfaction of certain performance criteria for the fiscal years ending December 31, 2012, 2013 and 2014. The performance criteria for 2012 were met, resulting in vesting of the SAR as to 81,169 shares.