Filing Details
- Accession Number:
- 0001171843-13-001036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 14:13:35
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 14:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318641 | Cleveland Biolabs Inc | CBLI | Services-Commercial Physical & Biological Research (8731) | 200077155 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315696 | James Antal | C/O Cleveland Biolabs, Inc. 73 High Street Buffalo NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.005 Per Share | Acquisiton | 2013-03-15 | 3,700 | $1.56 | 8,000 | No | 4 | P | Indirect | Held by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.005 Per Share | 27,258 | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2011 and these shares are held by a trust of which the reporting person is a trustee.