Filing Details
- Accession Number:
- 0001140361-13-012891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 13:50:13
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 13:50:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1474735 | Generac Holdings Inc. | GNRC | Motors & Generators (3621) | 205654756 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1482989 | J. Terrence Dolan | C/O Generac Holdings Inc. P.o. Box 8 Waukesha WI 53189 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-14 | 2,688 | $0.00 | 41,679 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-14 | 4,657 | $20.94 | 46,336 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-14 | 3,429 | $34.81 | 42,907 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-14 | 26,049 | $34.81 | 68,956 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-14 | 12,282 | $34.81 | 56,674 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-15 | 14,995 | $35.02 | 41,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-14 | 26,049 | $0.00 | 26,049 | $7.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-14 | 4,657 | $0.00 | 4,657 | $20.94 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-03-14 | 17,337 | $0.00 | 17,337 | $34.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,098 | 2020-02-10 | No | 4 | M | Direct | |
| 13,969 | 2022-02-24 | No | 4 | M | Direct | |
| 17,337 | 2023-03-14 | No | 4 | A | Direct |
Footnotes
- The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $35 to $35.03, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Options vest in equal installments 20% annually over 5 years, 2/10/2011 representing the earliest of these five vesting dates. Vesting is conditioned, in each case, upon Mr. Dolan's continued employment with Generac Holdings Inc. through the vesting date.
- Subject to Mr. Dolan's continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.
- Options shall vest in equal installments on each of the first four(4) anniversaries of the Date of Grant.
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