Filing Details
- Accession Number:
- 0001137411-13-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 11:47:07
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 11:47:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191569 | E Patrick Allen | M/S 124-318 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-14 | 24,000 | $36.55 | 59,941 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,400 | $63.60 | 58,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $63.61 | 58,141 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $63.62 | 57,741 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 200 | $63.63 | 57,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $63.64 | 57,141 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 600 | $63.66 | 56,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,950 | $63.67 | 54,591 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 502 | $63.68 | 54,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 100 | $63.70 | 53,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 2,100 | $63.51 | 51,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 800 | $63.52 | 51,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 300 | $63.53 | 50,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 300 | $63.54 | 50,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 2,700 | $63.55 | 47,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 300 | $63.56 | 47,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $63.57 | 47,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 578 | $63.58 | 46,511 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 800 | $63.59 | 45,711 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 400 | $63.39 | 45,311 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 100 | $63.40 | 45,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 100 | $63.41 | 45,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 500 | $63.44 | 44,611 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,600 | $63.46 | 43,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 5,100 | $63.45 | 37,911 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 800 | $63.48 | 37,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 800 | $63.49 | 36,311 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 100 | $63.50 | 36,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 270 | $63.37 | 35,941 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-14 | 24,000 | $0.00 | 24,000 | $36.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,945 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.