Filing Details
- Accession Number:
- 0000872835-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-18 10:42:07
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-18
- Accepted Time:
- 2013-03-18 09:42:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271158 | Lynn Bonita Wadding | 3455 Grandview Road Ellwood City PA 16117 | Sr. Vp/Controller/Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-15 | 1,980 | $12.80 | 2,994 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,980 | $13.65 | 1,014 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 396 | $8.43 | 1,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 396 | $13.65 | 1,014 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 1,980 | $8.59 | 2,994 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,980 | $13.65 | 1,014 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 2,064 | $9.62 | 3,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 2,064 | $13.65 | 1,014 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-03-15 | 1,980 | $0.00 | 0 | $12.80 |
| Common Stock | Stock Option | Disposition | 2013-03-15 | 396 | $0.00 | 0 | $8.43 |
| Common Stock | Stock Option | Disposition | 2013-03-15 | 1,980 | $0.00 | 0 | $8.59 |
| Common Stock | Stock Option | Disposition | 2013-03-15 | 2,064 | $0.00 | 516 | $9.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-11-18 | 2013-11-18 | No | 4 | M | Direct |
| 0 | 2007-11-20 | 2017-11-20 | No | 4 | M | Direct |
| 0 | 2008-11-18 | 2018-11-18 | No | 4 | M | Direct |
| 516 | 2009-11-17 | 2019-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10 | Indirect | Custodian for daughter - Mikaela Danielle Wadding |
| Common Stock | 190 | Indirect | Custodian for son - Thomas Joseph Wadding |
| Common Stock | 183 | Indirect | Custodian for son - Luke Michael Wadding |
| Common Stock | 5,090 | Indirect | 401K |
| Common Stock | 20,616 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $12.09 | 2004-11-16 | 2014-11-16 | 1,980 | 1,980 | Direct |
| Common Stock | Stock Option | $10.17 | 2005-04-19 | 2015-04-19 | 1,980 | 1,980 | Direct |
| Common Stock | Stock Option | $12.42 | 2010-11-16 | 2020-11-16 | 2,580 | 2,580 | Direct |
| Common Stock | Stock Option | $13.19 | 2011-11-15 | 2021-11-15 | 2,150 | 2,150 | Direct |
| Common Stock | Stock Option | $12.60 | 2012-11-20 | 2022-11-20 | 2,150 | 2,150 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-11-16 | 1,980 | 1,980 | Direct |
| 2015-04-19 | 1,980 | 1,980 | Direct |
| 2020-11-16 | 2,580 | 2,580 | Direct |
| 2021-11-15 | 2,150 | 2,150 | Direct |
| 2022-11-20 | 2,150 | 2,150 | Direct |
Footnotes
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years
Billionaire Hedge Funds
