Filing Details
- Accession Number:
- 0001181431-13-017306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 21:26:32
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 21:26:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489669 | Joseph Arezone | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Asia Pacific Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-14 | 1,940 | $24.30 | 3,211 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-14 | 1,940 | $43.87 | 1,271 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-14 | 1,766 | $35.90 | 3,037 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-14 | 1,766 | $43.87 | 1,271 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-14 | 1,940 | $0.00 | 1,940 | $24.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-14 | 1,766 | $0.00 | 1,766 | $35.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 1,767 | 2018-02-25 | No | 4 | M | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $43.82 to $44.00.
- The option vested in three equal annual installments on each of 03/01/11, 03/01/12 and 03/01/13.
- The option vests in three equal annual installments on each of 02/25/2012, 02/25/2013 and 02/25/2014.
Billionaire Hedge Funds
