Filing Details
- Accession Number:
- 0001181431-13-017262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 17:54:30
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 17:54:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1334036 | Crocs Inc. | CROX | Rubber & Plastics Footwear (3021) | 202164234 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466325 | P Daniel Hart | C/O Crocs, Inc., 7477 Dry Creek Parkway Niwot CO 80503 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-13 | 4,167 | $3.99 | 199,620 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-13 | 4,167 | $16.00 | 195,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-14 | 1,265 | $16.23 | 194,188 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-13 | 4,167 | $0.00 | 4,167 | $3.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
79,166 | 2019-06-15 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the reporting person on December 13, 2012 and intended to comply with Rule 10b5-1 under the Securities Exhcange Act of 1934.
- Represents shares withheld by the issuer to cover tax withholding obligations upon the vesting of a restricted stock unit award.
- Twenty-five percent (25%) of the options vested and became exercisable on June 15, 2010. Thereafter, the remaining options vest and become exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.