Filing Details

Accession Number:
0001181431-13-017261
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-03-15 17:52:46
Reporting Period:
2012-12-31
Filing Date:
2013-03-15
Accepted Time:
2013-03-15 17:52:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890264 Exa Corp EXA Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569847 Boston Capital Partners Iv Llc C/O Boston Captial Partners
84 State Street, Suite 320
Boston MA 02109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-03 38,461 $0.00 171,631 No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
Common Stock Acquisiton 2012-07-03 369,856 $0.00 541,487 No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
Common Stock Acquisiton 2012-07-03 2,077,840 $0.00 2,619,327 No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
Common Stock Acquisiton 2012-07-03 193,930 $0.00 2,813,257 No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
Common Stock Disposition 2012-08-01 15,000 $9.30 2,798,257 No 4 S Indirect By Boston Capital Ventures IV Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
No 4 C Indirect By Boston Capital Ventures IV Limited Partnership
No 4 S Indirect By Boston Capital Ventures IV Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Convertible Preferred Stock Disposition 2012-07-03 250,000 $0.00 38,461 $0.00
Common Stock Series G Convertible Preferred Stock Disposition 2012-07-03 2,404,066 $0.00 369,856 $0.00
Common Stock Series H Convertible Preferred Stock Disposition 2012-07-03 13,505,960 $0.00 2,077,840 $0.00
Common Stock Series I Convertible Preferred Stock Disposition 2012-07-03 1,260,548 $0.00 193,930 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 133,170 Indirect By Boston Capital Ventures IV Limited Partnership
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series E Convertible Preferred Stock $0.00 38,461 0 Indirect
Common Stock Series G Convertible Preferred Stock $0.00 369,856 0 Indirect
Common Stock Series H Convertible Preferred Stock $0.00 2,077,840 0 Indirect
Common Stock Series I Convertible Preferred Stock $0.00 193,930 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
38,461 0 Indirect
369,856 0 Indirect
2,077,840 0 Indirect
193,930 0 Indirect
Footnotes
  1. Boston Capital Ventures IV Limited Partnership ("BCV IV") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
  2. The reporting person is the sole general partner of BCV IV, and thus may be deemed to be a beneficial owner of the shares owned by BCV IV.
  3. On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV IV converted into common stock on a 6.5-for-1 basis.
  4. On August 1, 2012, BCV IV sold these shares in connection with the exercise of the over-allotment option by the underwriters for the Issuer's initial public offering.
  5. All shares of convertible preferred stock of the Issuer were convertible into shares of common stock at any time, at the holder's election, on a 6.5-for-1 basis.