Filing Details
- Accession Number:
- 0001181431-13-017261
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 17:52:46
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 17:52:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890264 | Exa Corp | EXA | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569847 | Boston Capital Partners Iv Llc | C/O Boston Captial Partners 84 State Street, Suite 320 Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-03 | 38,461 | $0.00 | 171,631 | No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
Common Stock | Acquisiton | 2012-07-03 | 369,856 | $0.00 | 541,487 | No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
Common Stock | Acquisiton | 2012-07-03 | 2,077,840 | $0.00 | 2,619,327 | No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
Common Stock | Acquisiton | 2012-07-03 | 193,930 | $0.00 | 2,813,257 | No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
Common Stock | Disposition | 2012-08-01 | 15,000 | $9.30 | 2,798,257 | No | 4 | S | Indirect | By Boston Capital Ventures IV Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
No | 4 | C | Indirect | By Boston Capital Ventures IV Limited Partnership |
No | 4 | S | Indirect | By Boston Capital Ventures IV Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | Disposition | 2012-07-03 | 250,000 | $0.00 | 38,461 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2012-07-03 | 2,404,066 | $0.00 | 369,856 | $0.00 |
Common Stock | Series H Convertible Preferred Stock | Disposition | 2012-07-03 | 13,505,960 | $0.00 | 2,077,840 | $0.00 |
Common Stock | Series I Convertible Preferred Stock | Disposition | 2012-07-03 | 1,260,548 | $0.00 | 193,930 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 133,170 | Indirect | By Boston Capital Ventures IV Limited Partnership |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | $0.00 | 38,461 | 0 | Indirect | ||
Common Stock | Series G Convertible Preferred Stock | $0.00 | 369,856 | 0 | Indirect | ||
Common Stock | Series H Convertible Preferred Stock | $0.00 | 2,077,840 | 0 | Indirect | ||
Common Stock | Series I Convertible Preferred Stock | $0.00 | 193,930 | 0 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
38,461 | 0 | Indirect | |
369,856 | 0 | Indirect | |
2,077,840 | 0 | Indirect | |
193,930 | 0 | Indirect |
Footnotes
- Boston Capital Ventures IV Limited Partnership ("BCV IV") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
- The reporting person is the sole general partner of BCV IV, and thus may be deemed to be a beneficial owner of the shares owned by BCV IV.
- On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV IV converted into common stock on a 6.5-for-1 basis.
- On August 1, 2012, BCV IV sold these shares in connection with the exercise of the over-allotment option by the underwriters for the Issuer's initial public offering.
- All shares of convertible preferred stock of the Issuer were convertible into shares of common stock at any time, at the holder's election, on a 6.5-for-1 basis.