Filing Details
- Accession Number:
- 0001181431-13-017260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 17:45:01
- Reporting Period:
- 2013-01-09
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 17:45:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890264 | Exa Corp | EXA | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569848 | Johan Goltz Der Von | C/O Boston Captial Partners 84 State Street, Suite 320 Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-09 | 4,174 | $9.24 | 0 | No | 4 | S | Indirect | By Boston Capital Ventures III Limited Partnership |
Common Stock | Disposition | 2013-01-23 | 6,000 | $10.00 | 34,292 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Boston Capital Ventures III Limited Partnership |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,798,257 | Indirect | By Boston Capital Ventures IV Limited Partnership |
Footnotes
- BD Partners Limited Partnership ("BDP") is the sole general partner of Boston Capital Ventures III Limited Partnership ("BCV III"), and the reporting person is a managing member of BDP and thus may be deemed to be a beneficial owner of the shares owned by BCV III. The reporting person disclaims beneficial ownership of all shares held by BCV III, except to the extent of his pecuniary interest therein.
- Boston Capital Partners IV LLC ("BCP IV") is the sole general partner of Boston Capital Ventures IV Limited Partnership ("BCV IV"), and the reporting person is a managing member of BCP IV and thus may be deemed to be a beneficial owner of the shares owned by BCV IV. The reporting person disclaims beneficial ownership of all shares held by BCV IV, except to the extent of his pecuniary interest therein.