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Filing Details

Accession Number:: 0001181431-13-017240
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2013-03-15 17:30:15
Reporting Period:: 2012-12-31

Filing Date:: 2013-03-15
Accepted Time:: 2013-03-15 17:30:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
890264	Exa Corp	EXA	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1569848	Johan Goltz Der Von	C/O Boston Captial Partners 84 State Street, Suite 320 Boston MA 02109		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-07-03	38,461	$0.00	171,631	No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Acquisiton	2012-07-03	369,856	$0.00	541,487	No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Acquisiton	2012-07-03	2,077,840	$0.00	2,619,327	No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Acquisiton	2012-07-03	193,930	$0.00	2,813,257	No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Acquisiton	2012-07-03	73,493	$0.00	94,479	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Acquisiton	2012-07-03	43,303	$0.00	137,782	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Acquisiton	2012-07-03	57,692	$0.00	195,474	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Acquisiton	2012-07-03	62,071	$0.00	257,545	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Acquisiton	2012-07-03	327,449	$0.00	584,994	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Acquisiton	2012-07-03	14,180	$0.00	599,174	No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Disposition	2012-08-01	15,000	$9.30	2,798,257	No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Disposition	2012-08-01	15,000	$9.30	584,174	No	4	S	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Disposition	2012-12-26	580,000	$0.00	4,174	No	4	J	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	Disposition	2012-12-28	12,000	$9.15	40,292	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	C	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	S	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	J	Indirect	By Boston Capital Ventures III Limited Partnership
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series E Convertible Preferred Stock	Disposition	2012-07-03	250,000	$0.00	38,461	$0.00
Common Stock	Series G Convertible Preferred Stock	Disposition	2012-07-03	2,404,066	$0.00	369,856	$0.00
Common Stock	Series H Convertible Preferred Stock	Disposition	2012-07-03	13,505,960	$0.00	2,077,840	$0.00
Common Stock	Series I Convertible Preferred Stock	Disposition	2012-07-03	1,260,548	$0.00	193,930	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2012-07-03	477,707	$0.00	73,493	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2012-07-03	281,472	$0.00	43,303	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2012-07-03	375,000	$0.00	57,692	$0.00
Common Stock	Series G Convertible Preferred Stock	Disposition	2012-07-03	403,462	$0.00	62,071	$0.00
Common Stock	Series H Convertible Preferred Stock	Disposition	2012-07-03	2,128,423	$0.00	327,449	$0.00
Common Stock	Series I Convertible Preferred Stock	Disposition	2012-07-03	92,171	$0.00	14,180	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	133,170	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	20,986	Indirect	By Boston Capital Ventures III Limited Partnership
Common Stock	52,292	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Nature of Ownership
Common Stock	Series E Convertible Preferred Stock	$0.00	38,461	Indirect
Common Stock	Series G Convertible Preferred Stock	$0.00	369,856	Indirect
Common Stock	Series H Convertible Preferred Stock	$0.00	2,077,840	Indirect
Common Stock	Series I Convertible Preferred Stock	$0.00	193,930	Indirect
Common Stock	Series B Convertible Preferred Stock	$0.00	477,707	Indirect
Common Stock	Series C Convertible Preferred Stock	$0.00	281,472	Indirect
Common Stock	Series E Convertible Preferred Stock	$0.00	375,000	Indirect
Common Stock	Series G Convertible Preferred Stock	$0.00	403,462	Indirect
Common Stock	Series H Convertible Preferred Stock	$0.00	2,128,423	Indirect
Common Stock	Series I Convertible Preferred Stock	$0.00	92,171	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	38,461	0	Indirect
	369,856	0	Indirect
	2,077,840	0	Indirect
	193,930	0	Indirect
	477,707	0	Indirect
	281,472	0	Indirect
	375,000	0	Indirect
	403,462	0	Indirect
	2,128,423	0	Indirect
	92,171	0	Indirect

Footnotes

Boston Capital Ventures IV Limited Partnership ("BCV IV") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
Boston Capital Partners IV LLC ("BCP IV") is the sole general partner of BCV IV, and the reporting person is a managing member of BCP IV and thus may be deemed to be a beneficial owner of the shares owned by BCV IV. The reporting person disclaims beneficial ownership of all shares held by BCV IV, except to the extent of his pecuniary interest therein.
Boston Capital Ventures III Limited Partnership ("BCV III") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
BD Partners Limited Partnership ("BDP") is the sole general partner of BCV III, and the reporting person is a managing member of BDP and thus may be deemed to be a beneficial owner of the shares owned by BCV III. The reporting person disclaims beneficial ownership of all shares held by BCV III, except to the extent of his pecuniary interest therein.
The reporting person held 52,292 shares of the Issuer on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV IV converted into common stock on a 6.5-for-1 basis.
On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV III converted into common stock on a 6.5-for-1 basis.
On August 1, 2012, these shares were sold in connection with the exercise of the over-allotment option by the underwriters for the Issuer's initial public offering.
On December 26, 2012, these shares held by BCV III were distributed to its limited partners.
All shares of convertible preferred stock of the Issuer were convertible into shares of common stock at any time, at the holder's election, on a 6.5-for-1 basis.