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Filing Details

Accession Number:: 0001181431-13-017228
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-15 17:12:09
Reporting Period:: 2013-03-14

Filing Date:: 2013-03-15
Accepted Time:: 2013-03-15 17:12:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1369191	I Mark Mccallum	850 Dixie Highway Louisville KY 40210	Evp/Pres Eur Afr Asia Pac Tr	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2013-03-14	15,844	$18.94	15,844	No	4	M	Direct
Class B Common	Disposition	2013-03-14	8,387	$68.48	7,457	No	4	F	Direct
Class B Common	Disposition	2013-03-14	7,457	$68.58	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Non-Qualified Stock Option (right to buy)	Disposition	2013-03-14	15,844	$0.00	15,844	$18.94

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-07-24	2013-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	21,755	Direct
Class B Common	27	Indirect	By son

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$22.49	2007-05-01	2014-04-30	11,144	11,144	Direct
Class B Common	Stock Appreciation Right	$28.58	2008-05-01	2015-04-30	16,845	16,845	Direct
Class B Common	Stock Appreciation Right	$34.95	2006-07-27	2016-04-30	4,615	4,615	Direct
Class B Common	Stock Appreciation Right	$33.76	2010-05-01	2017-04-30	15,957	15,957	Direct
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	14,647	14,647	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	23,437	23,437	Direct
Class B Common	Stock Appreciation Right	$38.43	2013-05-01	2020-04-30	20,455	20,455	Direct
Class B Common	Stock Appreciation Right	$46.40	2014-05-01	2021-04-30	23,144	23,144	Direct
Class B Common	Stock Appreciation Right	$58.70	2015-05-01	2022-04-30	24,859	24,859	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-04-30	11,144	11,144	Direct
2015-04-30	16,845	16,845	Direct
2016-04-30	4,615	4,615	Direct
2017-04-30	15,957	15,957	Direct
2018-04-30	14,647	14,647	Direct
2019-04-30	23,437	23,437	Direct
2020-04-30	20,455	20,455	Direct
2021-04-30	23,144	23,144	Direct
2022-04-30	24,859	24,859	Direct

Footnotes

On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 7,251.5 additional shares of Class A common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.53 to $68.67 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 9 additional Class B shares of common stock issued in the August stock split.
All outstanding derivative security amounts and excercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.
These SSARs were previously reported as covering 6,992 shares at an exercise price of $35.83, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 10,569 shares at an exercise price of $45.53, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 2,895 shares at an exercise price of $55.69, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 10,012 shares at an exercise price of $53.80, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 9,190 shares at an exercise price of $56.58, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 14,705 shares at an exercise price of $43.10, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 12,834 shares at an exercise price of $61.24, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 14,521 shares at an exercise price of $73.95, but were adjusted to reflect the August 2012 stock split.
These SSARs were previously reported as covering 15,597 shares at an exercise price of $93.54, but were adjusted to reflect the August 2012 stock split.
These stock options were previously reported as covering 9,941 shares at an exercise price of $30.18, but were adjusted to reflect the August 2012 stock split.